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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-03 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
40 Shattuck Road Suite 306, Andover, MA 01810 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Incorporated | Andover | MA | 12/2010 | 11/2018 |
| Royal Alliance Associates, Inc. | Andover | MA | 11/2018 | 08/2023 |
| Osaic Wealth, Inc | Andover | MA | 08/2023 | Present |
1) SYCAMORE IRREVOCABLE TRUST POSITION: Trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2018 ADDRESS: 10 Sycamore Ln, Salisbury MA 01952, United States DESCRIPTION: Trustee of Irrevocable Trust 2) RETIREMENT FIDUCIARY GROUP, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2019 ADDRESS: 40 Shattuck Rd., Suite 306, Andover MA 01860, United States DESCRIPTION: New entity name for the creation of marketing materials including business cards. 3) INSURANCE BROKERAGE/THE C.O.R.E. GROUP/CRUMP INSURANCE/BOSTON PARTNERS FINANCIAL GROUP, LLC POSITION: Partner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 40 Shattuck Rd., Suite 306, Andover MA 01810, United States DESCRIPTION: Insurance Agent 4) NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 40 Shattuck Rd., Suite 306, Andover MA 01810, United States DESCRIPTION: Act as notary public for clients as needed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-24 |
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