Best Investors Account Sign in

Hector Manuel Lugo

Charles Schwab & Co., Inc.

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-07
  • TX RA
    APPROVED
    Since 2024-12-07

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 11/2015 02/2018
Morgan Stanley Smith Barney Llc Los Angeles CA 02/2018 09/2022
Morgan Stanley Private Bank, N.A. New York NY 02/2018 04/2019
Morgan Stanley Private Bank, N.A. Los Angeles CA 05/2021 09/2022
Charles Schwab & Co., Inc. Los Angeles CA 10/2022 Present
Charles Schwab Premier Bank, Ssb Los Angeles CA 10/2022 Present
Charles Schwab Bank Ssb Los Angeles CA 12/2023 Present
  • 11/2015 → 02/2018
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 02/2018 → 09/2022
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 02/2018 → 04/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2021 → 09/2022
    Morgan Stanley Private Bank, N.A.
    Los Angeles, CA
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    Los Angeles, CA
  • 10/2022 → Present
    Charles Schwab Premier Bank, Ssb
    Los Angeles, CA
  • 12/2023 → Present
    Charles Schwab Bank Ssb
    Los Angeles, CA
Previous Registrations
  • 2016-07-26 → 2022-10-13
    Morgan Stanley
    Los Angeles, CA
    New York, NY
    New York, NY
    New York, NY
    Los Angeles, CA
    Duarte, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-26
S63 Uniform Securities Agent State Law Examination 2010-06-18
  • S66 Uniform Combined State Law Examination
    2016-07-26
  • S63 Uniform Securities Agent State Law Examination
    2010-06-18
Other Names
  • Hector M Lugo
  • Hector Lugo
  • Hector M Lugo

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor