Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CA RA APPROVED 2012-11-28
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CA RA
    APPROVED
    Since 2012-11-28

Branch Locations

2029 Century Park E Floor 38, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 11/2012 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 11/2012 Present
Previous Registrations
Other Businesses

Entity Name: Westwood Auto Rental LLC Investment related: No Address: Los Angeles, CA 90024 Nature of the other business: Auto Rental Position/Title/Relationship: Owner/Partner Start Date: 04/28/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Auto rental/leasing direct to customers - No similarity or connection to JPMC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-06
  • S66 Uniform Combined State Law Examination
    2011-06-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor