Zachary Steven Schweiss

Thornburg Investment Management Inc

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Current Employers

Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

Authority	Category	Status	Date
AK	RA	APPROVED	2024-01-26
ID	RA	APPROVED	2024-01-03
WA	RA	APPROVED	2024-01-02
NM	RA	APPROVED	2020-04-15

AK RA
APPROVED

Since 2024-01-26
ID RA
APPROVED

Since 2024-01-03
WA RA
APPROVED

Since 2024-01-02
NM RA
APPROVED

Since 2020-04-15

Branch Locations

Seattle, WA • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Templeton Distributors Inc	San Mateo	CA	12/2011	04/2020
Franklin Templeton Financial Services Corp.	San Mateo	CA	07/2019	04/2020
Thornburg Securities Corp	Santa Fe	NM	04/2020	12/2024
Thornburg Investment Management	Santa Fe	NM	01/2025	Present

12/2011 → 04/2020

Franklin Templeton Distributors Inc

San Mateo, CA
07/2019 → 04/2020

Franklin Templeton Financial Services Corp.

San Mateo, CA
04/2020 → 12/2024

Thornburg Securities Corp

Santa Fe, NM
01/2025 → Present

Thornburg Investment Management

Santa Fe, NM

Previous Registrations

2010-06-29 → 2011-10-04

Edward Jones

St Louis, MO

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-17

S66 Uniform Combined State Law Examination

2020-08-17

Other Names

Zachary S Schweiss
Zachary S Schweiss
Zachary S Schweiss

View on SEC IAPD

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