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David Ly

Morgan Stanley

Ponte Vedra Beach, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-28
GA RA APPROVED 2025-07-14
TX RA APPROVED 2025-07-11
  • FL RA
    APPROVED
    Since 2025-07-28
  • GA RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2025-07-11

Branch Locations

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2006 05/2017
Bank Of America, N.A. Jacksonville FL 02/2010 05/2017
Ubs Financial Services Inc. Ponte Vedra FL 05/2017 07/2025
Morgan Stanley Smith Barney Llc Jacksonville FL 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-04
  • S66 Uniform Combined State Law Examination
    2007-06-04
Other Names
  • David H Ly

View on SEC IAPD

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