Duncan Chi-kin Hong

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-01-05
CA	RA	APPROVED	2014-12-16

TX RA
APPROVED_RES

Since 2015-01-05
CA RA
APPROVED

Since 2014-12-16

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Walnut Creek	CA	12/2014	11/2016
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	11/2016	Present

12/2014 → 11/2016

Wells Fargo Advisors, Llc

Walnut Creek, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Previous Registrations

2012-01-09 → 2014-12-04

Msi Financial Services, Inc.

Walnut Creek, CA

Walnut Creek, CA

San Jose, CA
2010-08-30 → 2011-03-11

Waddell & Reed

Napa, CA

Concord, CA

Other Businesses

CONTRA COSTA COUNTY ELECTION OFFICE; NOT INV. RELATED; MARTINEZ, CA; VOTE-BY-MAIL EXTRACTOR; START 6/2/2018; 8 HHRS PER MONTH; 0 HRS DURING TRADING; DUTIES OPENING BALLOTS. NOTARY PUBLIC, NOT INVT RELATED, NAPA, CA, NOTARY, START 11/6/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS OUTSIDE OF WORK. RENTAL PROPERTY, INV RELATED, SINGAPORE, 100% OWNERSHIP WITH SPOUSE, START 7/1/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-27

S66 Uniform Combined State Law Examination

2010-08-27

Other Names

Duncan Hong

View on SEC IAPD