Luis Gabriel Guardia

Current Employers

Tuyyo Planning Group

Austin, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-09-12

TX RA
APPROVED

Since 2018-09-12

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United States Soccer Federation	Austin	TX	07/1995	Present
Ncaa Big 12	Austin	TX	06/2005	Present
Professional Referee Organization	Austin	TX	03/2014	Present
Tuyyo Planning Group, Llc	Austin	TX	07/2018	Present

07/1995 → Present

United States Soccer Federation

Austin, TX
06/2005 → Present

Ncaa Big 12

Austin, TX
03/2014 → Present

Professional Referee Organization

Austin, TX
07/2018 → Present

Tuyyo Planning Group, Llc

Austin, TX

Other Businesses

1)NCAA BIG 12, NOT INVESTMENT-RELATED, IRVING, TX, SOCCER, INDEPENDENT CONTRACTOR, 06/2005, 40 HRS/MO, 0 DURING SECURITIES TRADING HRS, REFEREE COLLEGIATE SOCCER GAMES. 2)ATX TERM LIFE; INVESTMENT-RELATED; AUSTIN, TX; INSURANCE; 2009; 1 HR/MONTH, 1 DURING SECURITIES TRADING HRS.; MR. GUARDIA SELLS INSURANCE PRODUCTS THROUGH THIS DBA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-21
S63	Uniform Securities Agent State Law Examination	2011-03-07

S65 Uniform Investment Adviser Law Examination

2018-05-21
S63 Uniform Securities Agent State Law Examination

2011-03-07

Designations

View on SEC IAPD