Ashley Spencer Murphy

Current Employers

Arete Wealth Strategists

97 Boundary Street Level 4, Brisbane 4101 • Australia

Current Registrations

Authority	Category	Status	Date
MN	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED	2023-07-06

MN RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED

Since 2023-07-06

Branch Locations

Graceville • Australia

97 Boundary Street Level 4, Brisbane 4101 • Australia

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arete Wealth Strategists	Brisbane City		06/2013	Present
Golden Gate University	San Francisco	CA	01/2016	09/2019
Global Financial Planning Institute	Edina	MN	07/2020	Present

06/2013 → Present

Arete Wealth Strategists

Brisbane City
01/2016 → 09/2019

Golden Gate University

San Francisco, CA
07/2020 → Present

Global Financial Planning Institute

Edina, MN

Previous Registrations

2012-01-04 → 2013-06-17

Ameritas Investment Company, Llc

Lincoln, NE

San Ramon, CA

Other Businesses

GLOBAL FINANCIAL PLANNING INSTITUTE not investment-related 200 Southdale Ctr, Floor 1, Edina, MN 55435 education, community, tools, and ongoing research for financial professionals Founder, Executive Director 07/2020 10 hours per month 5 hours per month during trading Organize monthly CE presentations and an annual webinar.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-25

S66 Uniform Combined State Law Examination

2011-10-25

Designations

View on SEC IAPD