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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| CA | RA | APPROVED | 2021-10-31 |
Branch Locations
221 Main Street Suite 1340, San Francisco, CA 94105 • United States
2000 Westchester Avenue, Purchase, NY 10577-2530 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Woodside | CA | 04/2010 | 07/2021 |
| Morgan Stanley | San Francisco | CA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-02-03 |
| S65 | Uniform Investment Adviser Law Examination | 2010-05-24 |
| S66 | Uniform Combined State Law Examination | 2009-05-16 |
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