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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-16 |
| PA | RA | APPROVED | 2011-02-14 |
Branch Locations
Six Ppg Place Suite 510, Pittsburgh, PA 15222 • United States
Aspinwall, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2010 | Present |
1. OUTSIDE INSURANCE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-13 |
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