Best Investors Account Sign in
Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
NJ RA APPROVED 2014-10-06
  • NY RA
    APPROVED
    Since 2021-03-25
  • NJ RA
    APPROVED
    Since 2014-10-06

Branch Locations

Winchester, MA • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 05/2014 Present
  • 05/2014 → Present
    Neuberger Berman Llc
    New York, NY
Other Businesses

MA AUDUBON SOCIETY, NON-PROFIT 20 HOURS PER MONTH NO INCOME. WINCHESTER COMMUNITY MUSIC SCHOOL BOARD DIRECTOR, 20 HRS PER MONTH NO INCOME, WINCHESTER YOUTH HOCKEY 20 HOURS PER MONTH ON INCOME, NON ON INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
S63 Uniform Securities Agent State Law Examination 2006-06-29
  • S66 Uniform Combined State Law Examination
    2014-10-03
  • S63 Uniform Securities Agent State Law Examination
    2006-06-29
Designations

View on SEC IAPD

More in Winchester, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor