Vicki Lynn Pearce

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2024-05-31

DE RA
APPROVED

Since 2024-05-31

Branch Locations

Hockessin, DE • United States

1013 Centre Rd Ste 411, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Homemaker	Wilmington	DE	06/2016	01/2017
Pnc Investments	Pittsburgh	PA	01/2017	03/2018
Pnc Investments	Pittsburgh	PA	03/2018	05/2024
Lpl Financial Llc	Wilmington	DE	05/2024	Present

06/2016 → 01/2017

Homemaker

Wilmington, DE
01/2017 → 03/2018

Pnc Investments

Pittsburgh, PA
03/2018 → 05/2024

Pnc Investments

Pittsburgh, PA
05/2024 → Present

Lpl Financial Llc

Wilmington, DE

Previous Registrations

2024-04-05 → 2024-06-05

Pnc Wealth Management Llc

Wilmington, DE

Other Businesses

1) 03/05/2024 - First Summit Capital Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100% Time spent.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-05

S66 Uniform Combined State Law Examination

2024-04-05

Other Names

Vicki Lynn Hannum

View on SEC IAPD