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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
  • FL RA
    APPROVED
    Since 2024-11-18

Branch Locations

3848 Flatiron Loop Suite 101, Wesley Chapel, FL 33544 • United States

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Lutz FL 04/2010 02/2020
Pruco Securities Llc Lutz FL 04/2010 02/2020
Prudential Insurance Company Of America Wesley Chapel FL 03/2020 Present
Pruco Securities, Llc. Wesley Chapel FL 03/2020 11/2024
Lpl Enterprise, Llc Wesley Chapel FL 11/2024 Present
  • 04/2010 → 02/2020
    Prudential Insurance Company Of America
    Lutz, FL
  • 04/2010 → 02/2020
    Lutz, FL
  • 03/2020 → Present
    Prudential Insurance Company Of America
    Wesley Chapel, FL
  • 03/2020 → 11/2024
    Wesley Chapel, FL
  • 11/2024 → Present
    Wesley Chapel, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-25
S65 Uniform Investment Adviser Law Examination 2012-01-30
  • S63 Uniform Securities Agent State Law Examination
    2013-03-25
  • S65 Uniform Investment Adviser Law Examination
    2012-01-30

View on SEC IAPD

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