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Michael Lawrence Bertolucci

Ameriprise Financial Services, LLC

West Hollywood, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-15
TX RA APPROVED 2026-05-15
  • CA RA
    APPROVED
    Since 2026-05-15
  • TX RA
    APPROVED
    Since 2026-05-15

Branch Locations

West Hollywood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 04/2013 12/2018
Questar Asset Management Minneapolis MN 04/2013 12/2018
Lpl Financial Llc Los Angeles CA 12/2018 05/2026
Ameriprise Financial Services Llc West Hollywood CA 05/2026 Present
  • 04/2013 → 12/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 04/2013 → 12/2018
    Questar Asset Management
    Minneapolis, MN
  • 12/2018 → 05/2026
    Lpl Financial Llc
    Los Angeles, CA
  • 05/2026 → Present
    Ameriprise Financial Services Llc
    West Hollywood, CA
Previous Registrations
  • 2018-12-07 → 2026-05-29
    Lpl Financial Llc
    West Hollywood, CA
    Los Angeles, CA
    Rancho Cucamonga, CA
  • 2013-04-24 → 2018-12-12
    Questar Asset Management, Inc.
    Minneapolis, MN
    West Hollywood, CA
  • 2010-09-08 → 2013-04-24
    Walnut Street Securities, Inc.
    West Hollywood, CA
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-28
S63 Uniform Securities Agent State Law Examination 2010-06-02
  • S66 Uniform Combined State Law Examination
    2010-08-28
  • S63 Uniform Securities Agent State Law Examination
    2010-06-02
Other Names
  • Michael Bertolucci
  • Michael Lawrence Bertolucci

View on SEC IAPD

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