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Greenwich, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Maritime Capital, Llc | New York | NY | 08/2015 | 11/2022 |
| United Brokers | New York | NY | 01/2016 | 10/2016 |
| Adcap Securities | New York | NY | 10/2016 | 05/2017 |
| Nexgen Investments Llc | Greenwich | CT | 06/2022 | Present |
1) STOCKHILL FINANCIAL TRADING FUND INC; Investment related: Yes; Location of the business: Casablanca House, Luck Hill, Road Town, TORTOLA VG1110 BRITISH VIRGIN ISLANDS; Description of the business: Fund is a PIV owned by the client. My role is just through my company (nexgen investments) as investment advisor. Specifically, the fund’s Operating Agreement should clearly state that: 1. I will have no authority to move or access fund assets (no custody). 2. I will have no ownership or economic interest in the fund and will not receive compensation from the fund in my role as Director. 3. My role as Director is strictly governance only, separate from my advisory role; any advisory fees and trading are conducted solely as the investment adviser. 4. The client retains full control over cash movement, distributions, and asset transfers. 5. Investment management services are provided solely under my existing advisory agreement. 6. My investment advice remains subject to fiduciary duties. 7. No compensation will be paid to me or NexGen Investments LLC in my role as Director; any fees for investment advisory services will continue to be charged under my existing advisory agreement with the client, exactly as done today. 8. Investment opportunities will be allocated fairly among all clients. 9. I will not provide legal, tax, or accounting advice to the fund. 10. Assets will be held only at a qualified custodian (Charles Schwab/ Citibank or the client’s choice); I will not serve as custodian.; Position Title: DIRECTOR; Start date with business: 2025-12-31; Hours per month during trading hours: 0; Hours per month outside trading hours: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-16 |
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