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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-02-25
TX RA APPROVED 2021-02-22
  • OR RA
    APPROVED
    Since 2021-02-25
  • TX RA
    APPROVED
    Since 2021-02-22

Branch Locations

7455 Sw Bridgeport Road Suite 220, Tigard, OR 97224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc. Tigard OR 02/2021 Present
Waddell & Reed, Inc. Tigard OR 03/2010 02/2021
Waddell & Reed, Inc. Lake Oswego OR 09/2012 03/2020
Raymond James Financial Services, Inc. Tigard OR 02/2021 Present
Beyond Wealth Management, Inc. Tigard OR 02/2021 Present
  • 02/2021 → Present
    Tigard, OR
  • 03/2010 → 02/2021
    Waddell & Reed, Inc.
    Tigard, OR
  • 09/2012 → 03/2020
    Waddell & Reed, Inc.
    Lake Oswego, OR
  • 02/2021 → Present
    Raymond James Financial Services, Inc.
    Tigard, OR
  • 02/2021 → Present
    Beyond Wealth Management, Inc.
    Tigard, OR
Previous Registrations
  • 2010-09-09 → 2021-02-24
    Waddell & Reed
    Lake Oswego, OR
    Seattle, WA
    Tigard, OR
Other Businesses

(1)Name of Business: Beyond Wealth Management, Inc. Address: 7455 SW Bridgeport Rd Ste 220, Tigard, OR, 97224, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/22/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for Raymond James Business (2)Name of Business: Element Design & Strategy Address: 23245 SW Byers Lake Terr, Sherwood, OR, 97140, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/22/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's business. I am listed as an agent in case anything were to happen to my wife. I have no responsibilities or perform any duties associated with her company. .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-19
  • S66 Uniform Combined State Law Examination
    2010-08-19
Other Names
  • Kristopher Sleeman
  • Kris Sleeman

View on SEC IAPD

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