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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-04
CA RA APPROVED 2013-10-09
  • TX RA
    APPROVED
    Since 2013-11-04
  • CA RA
    APPROVED
    Since 2013-10-09

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 10/2010 Present
Bank Of America, N.A. Carlsbad CA 02/2016 Present
Other Businesses

I*92959 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOME INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHULA VISTA, CALIFORNIA 91913 NATURE OF BUSINESS: OTHER,OWNER POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 41263 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOME OWNER. MANAGE PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-05
  • S66 Uniform Combined State Law Examination
    2013-10-05

View on SEC IAPD

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