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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-05
  • OH RA
    APPROVED
    Since 2022-10-05

Branch Locations

5055 Mayfield Rd, Lyndhurst, OH 44124 • United States

1272 Som Center Road, Mayfield Heights, OH 44124 • United States

117 South Street, Chardon, OH 44024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities Inc. Woodmere OH 09/2014 07/2018
Axa Advisors, Llc New York NY 07/2018 06/2020
Equitable Advisors, Llc New York NY 07/2018 10/2022
Pnc Investments Llc Lyndhurst OH 10/2022 Present
Previous Registrations
  • 2018-07-03 → 2022-10-07
    Willoughby, OH
  • 2014-09-15 → 2018-07-02
    University Heights, OH
    Beachwood, OH
    University Heights, OH
    Woodmere, OH
    Eastlake, OH
    Cleveland, OH
    Cleveland, OH
    Fairlawn, OH
    Chagrin Falls, OH
    Euclid, OH
    Woodmere, OH
    Cleveland, OH
  • 2012-06-19 → 2014-09-15
    Cleveland, OH
    Cleveland Hts., OH
    Lyndhurst, OH
    Chardon, OH
    Mentor, OH
    South Euclid, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-18
S63 Uniform Securities Agent State Law Examination 2010-10-11
  • S66 Uniform Combined State Law Examination
    2012-06-18
  • S63 Uniform Securities Agent State Law Examination
    2010-10-11

View on SEC IAPD

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