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Jose Anthony Ray Casarez

J.P. Morgan Securities LLC

Palo Alto, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-09
  • CA RA
    APPROVED
    Since 2024-09-09

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Hollister CA 04/2010 11/2018
J.P. Morgan Securities Llc Hollister CA 10/2012 11/2018
J.P. Morgan Securities Llc Palo Alto CA 12/2023 Present
Jpmorgan Chase Bank, N.A. Palo Alto CA 07/2023 Present
First Republic Bank Menlo Park CA 08/2022 07/2023
Bank Of America/Merrill Lynch Palo Alto CA 08/2020 07/2022
Technology Credit Union San Jose CA 11/2018 11/2019
Unemployed Gilroy CA 12/2019 07/2020
  • 04/2010 → 11/2018
    Jpmorgan Chase Bank
    Hollister, CA
  • 10/2012 → 11/2018
    J.P. Morgan Securities Llc
    Hollister, CA
  • 12/2023 → Present
    J.P. Morgan Securities Llc
    Palo Alto, CA
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
  • 08/2022 → 07/2023
    First Republic Bank
    Menlo Park, CA
  • 08/2020 → 07/2022
    Bank Of America/Merrill Lynch
    Palo Alto, CA
  • 11/2018 → 11/2019
    Technology Credit Union
    San Jose, CA
  • 12/2019 → 07/2020
    Unemployed
    Gilroy, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-09
S63 Uniform Securities Agent State Law Examination 2010-05-20
  • S66 Uniform Combined State Law Examination
    2024-09-09
  • S63 Uniform Securities Agent State Law Examination
    2010-05-20
Other Names
  • Jose Anthony Ray Casarez
  • Joe Casarez
  • Jose A Casarez
  • Jose Anthony Casarez
  • Jose Casarez

View on SEC IAPD

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