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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
| NM | RA | APPROVED | 2026-04-28 |
Branch Locations
Albuquerque, NM • United States
6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Albuquerque | NM | 11/2025 | Present |
| Gap Inc. | Albuquerque | NM | 07/2015 | 11/2016 |
| Sandia National Labs | Albuquerque | NM | 11/2016 | 10/2025 |
| Central New Mexico Community College | Albuquerque | NM | 04/2023 | 11/2025 |
| Central New Mexico Ingenuity | Albuquerque | NM | 04/2024 | 11/2025 |
| City National Bank | Albuquerque | NM | 07/2026 | Present |
The name of the other business; Central New Mexico Ingenuity Whether the business is investment-related; No The address of the other business; 5600 Eagle Rock Ave NE Albuquerque, NM 87113 The nature of the other business; Continuing Education Your position; Continuing Education Instructor The start date of your relationship; 4/24 The approximate number of hours/month you devote to the other business; 0-5 hours per month The number of hours you devote to the other business during securities trading hours; 0 Briefly describe your duties relating to the other business; Teaching adults Excel and other professional programming The name of the other business; Central New Mexico Community College Whether the business is investment-related; No The address of the other business; 900 University Blvd SE, Albuquerque NM 87106 The nature of the other business; Community College Your position; Adjunct Professor The start date of your relationship; 4/23 The approximate number of hours/month you devote to the other business; 5-10 hours per month The number of hours you devote to the other business during securities trading hours; 0 Briefly describe your duties relating to the other business; Teaching a dual credit class to high school students on Financial Literacy
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-04 |
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