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Rick Dakota Hart

Thrivent Investment Management Inc.

Livonia, MI

Livonia, MI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-02-24
TX RA APPROVED_RES 2019-09-24
MI RA APPROVED 2017-03-15
  • OK RA
    APPROVED
    Since 2025-02-24
  • TX RA
    APPROVED_RES
    Since 2019-09-24
  • MI RA
    APPROVED
    Since 2017-03-15

Branch Locations

19045 Farmington Rd, Livonia, MI 48152 • United States

Livonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Livonia MI 05/2010 Present
Thrivent Financial For Lutherans Appleton WI 10/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-14
S63 Uniform Securities Agent State Law Examination 2010-10-04
  • S65 Uniform Investment Adviser Law Examination
    2017-03-14
  • S63 Uniform Securities Agent State Law Examination
    2010-10-04

View on SEC IAPD

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