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Cameron John Penney

Penney Financial

Houston, TX

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Current Employers
Penney Financial

825 Town And Country Lane 12Th Fl, Houston, TX 77024-4563 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-04-22
TX RA APPROVED 2016-01-15
  • LA RA
    APPROVED
    Since 2019-04-22
  • TX RA
    APPROVED
    Since 2016-01-15

Branch Locations

825 Town And Country Lane 12Th Fl, Houston, TX 77024-4563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penney Financial, Llc Houston TX 12/2015 Present
  • 12/2015 → Present
    Penney Financial, Llc
    Houston, TX
Previous Registrations
  • 2014-07-09 → 2015-08-26
    Ameriprise Financial Services, Llc
    Houston, TX
  • 2013-10-23 → 2014-06-27
    Scf Private Wealth Holdings, Llc
    Houston, TX
  • 2012-10-01 → 2013-02-22
    J.P. Morgan Securities Llc
    San Antonio, TX
  • 2012-05-03 → 2012-10-01
    Chase Investment Services Corp.
    San Antonio, TX
  • 2010-08-10 → 2012-04-12
    First Command Brokerage Services, Inc.
    Universal City, TX
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-06
S63 Uniform Securities Agent State Law Examination 2010-07-09
  • S65 Uniform Investment Adviser Law Examination
    2010-08-06
  • S63 Uniform Securities Agent State Law Examination
    2010-07-09
Designations
Other Names
  • Cameron J Penney

View on SEC IAPD

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