Carlos Miguel Martinez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-09-23

CT RA
APPROVED

Since 2022-09-23

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

422 Post Rd E, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Stamford	CT	05/2022	Present
Wells Fargo Bank, Na	Stamford	CT	05/2022	Present
Keller Williams Prestige Properties	Stamford	CT	07/2018	04/2022
Geico	Woodbury	NY	08/2016	03/2019
Self Employed	Lindenhurst	CT	04/2011	07/2018

05/2022 → Present

Wells Fargo Clearing Services, Llc

Stamford, CT
05/2022 → Present

Wells Fargo Bank, Na

Stamford, CT
07/2018 → 04/2022

Keller Williams Prestige Properties

Stamford, CT
08/2016 → 03/2019

Geico

Woodbury, NY
04/2011 → 07/2018

Self Employed

Lindenhurst, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-22

S66 Uniform Combined State Law Examination

2022-09-22

Other Names