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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-06-23 |
| NY | RA | APPROVED | 2023-05-17 |
| TX | RA | APPROVED_RES | 2023-05-17 |
| FL | RA | APPROVED | 2023-05-11 |
| CT | RA | APPROVED | 2023-05-10 |
Branch Locations
One Orange Way, C4-S, Windsor, CT 06095 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Jacksonville | FL | 11/2015 | 08/2017 |
| The Prudential Insurance Company Of America | Jacksonville | FL | 01/2016 | 08/2017 |
| Publix | St. Augustine | FL | 04/2016 | 09/2016 |
| Fidelity Brokerage Services Llc | Jacksonville | FL | 08/2017 | 08/2018 |
| Transamerica Retirement Solutions | St. Petersburg | FL | 08/2018 | 04/2023 |
| Transamerica Investors Securities Corporation | St. Petersburg | FL | 09/2018 | 04/2023 |
| Voya Financial Advisors | Windsor | CT | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-27 |
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