Leonard Hampton Anderson

Current Employers

Employment History

• 10/2011 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Century City, CA
• 04/2012 → 04/2017
  Bank Of America, N.A.
  Century City, CA
• 04/2017 → 05/2019
  Laurel Wealth Advisors
  La Jolla, CA
• 06/2017 → 05/2019
  Lha Capital Partners, Llc
  Las Vegas, NV
• 05/2019 → 12/2020
  Lha Capital Partners, Llc
  Scottsdale, AZ
• 12/2020 → Present
  Lha Capital Partners, Llc
  Franklin, TN

Previous Registrations

• 2017-04-10 → 2019-11-22
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
  Las Vegas, NV
• 2011-11-01 → 2017-04-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Hollywood, CA
• 2010-07-16 → 2011-11-04
  Morgan Stanley
  Beverly Hills, CA

Other Businesses

Paradigm Malibu Address: 6323 Via Escondido, Malibu, CA 90265 Title: Business Consultant Description of Business or Organization: Behavioral treatment center Description of Duties or Responsibilities: General business consulting services Start Date: 02/05/2016 Hours Devoted to OBA Monthly: 0 during trading hrs. / 7 during non-trading hrs. Name of Outside Business or Organization: KWR & Associates Address: 2976 Lombardy Road, Pasadena, CA 91107 Title: Limited Partner of General Partnership Description of Business or Organization: Film Finance Group Description of Duties or Responsibilities: Providing resources as an Executive Producer on feature film project starring Jackie Chan, Jason Statham, and Michael Cain Start Date: 06/30/16 Hours Devoted to OBA Monthly: < 2 hrs. quarterly, during trading hrs. / 0 during non-trading hrs. Friends of Production Capital Partners, LLC: 9000 Sunset Boulevard, 14th Floor, West Hollywood, CA 90069 Title: Investor/Participant. Description of Business: In the business of providing financing and production-related services to producers of independent major motion picture films. Duties or Responsibilities: Provide a capital contribution, provide due diligence information to accredited investors. Hours Devoted Monthly: <2 hours during trading. / 0 during non-trading. Production Capital, LLC: 3507 JACK NORTHROP AVE HAWTHORNE CA 90250 Title: Investor/Participant. Description of Business: In the business of providing financing and production-related services to producers of independent major motion picture films. Duties or Responsibilities: Provide a capital contribution, provide due diligence information to accredited investors. Hours Devoted Monthly: <2 hours during trading. / 0 during non-trading. First Trust Portfolios, L.P.: Title: Placement Agent ; Description of Business or Organization: An entity conducting a private placement to "accredited investors" under Regulation D under the Securities Act of 1933. Duties or Responsibilities: Provide due diligence information to accredited investors.Assist in the process of completing participant paperwork for accredited investors that request participation. Hours Devoted Monthly: <2 hours during trading / 0 hours during non-trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-14

Other Names

• Len Anderson