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Creve Coeur, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-16 |
| MO | RA | APPROVED | 2018-08-16 |
| CA | RA | APPROVED | 2014-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summer Fields Investments Llc | Los Angeles | CA | 04/2014 | Present |
The name of the business is Abraxas Bridge. It is not investment related. Address is 929 Barnard College Ln, Saint Louis, MO 63130. It is a musical band, and the music collects royalties through CDBaby, an Independent music publisher. I was a songwriter in this band - Musician and songwriter. The band started in January 2000. I currently devote approximately 2 hours a month to this business. I devote zero hours to this business during securities trading hours (market open). I currently maintain an internet presence for this music.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-24 |
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