Bernson Gin Won Wong

Current Employers

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-06
TX	RA	APPROVED	2026-01-05

CA RA
APPROVED

Since 2026-01-06
TX RA
APPROVED

Since 2026-01-05

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

1 Polaris Way Suite 100, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Precept Advisory Group Llc (152776)	Irvine	CA	08/2008	12/2025
Marsh Mclennan Agency	Aliso Viejo	CA	11/2024	Present
Mma Securites Llc	Aliso Viejo	CA	01/2026	Present

08/2008 → 12/2025

Precept Advisory Group Llc (152776)

Irvine, CA
11/2024 → Present

Marsh Mclennan Agency

Aliso Viejo, CA
01/2026 → Present

Mma Securites Llc

Aliso Viejo, CA

Previous Registrations

2010-07-13 → 2026-01-08

Precept Advisory Group Llc

Irvine, CA

Other Businesses

The Investment Advisor Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Investment Advisor Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-12

S65 Uniform Investment Adviser Law Examination

2010-07-12

View on SEC IAPD