James Peter Helgens

Current Employers

Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-04-18

IL RA
APPROVED

Since 2025-04-18

Branch Locations

4041 Essen Lane, Suite 400, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American United Life	Chicago	IL	05/2016	07/2018
Oneamerica Securities	Chicago	IL	06/2016	07/2018
Gallagher Fiduciary Advisors, Llc	Baton Rouge	LA	01/2025	Present
Fieldpost	Urbandale	IL	08/2018	03/2020
Happygram.oRg	Chicago	IL	12/2019	12/2024

05/2016 → 07/2018

American United Life

Chicago, IL
06/2016 → 07/2018

Oneamerica Securities

Chicago, IL
01/2025 → Present

Gallagher Fiduciary Advisors, Llc

Baton Rouge, LA
08/2018 → 03/2020

Fieldpost

Urbandale, IL
12/2019 → 12/2024

Happygram.oRg

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-07-05
S63	Uniform Securities Agent State Law Examination	2011-09-16

S65 Uniform Investment Adviser Law Examination

2024-07-05
S63 Uniform Securities Agent State Law Examination

2011-09-16

Other Names

Jp Helgens
James Peter Helgens
James Helgens