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Mike Alho

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-27
CA RA APPROVED 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-27
  • CA RA
    APPROVED
    Since 2023-01-26

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pleasanton CA 03/2011 11/2016
Wells Fargo Clearing Services, Llc Pleasanton CA 11/2016 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 01/2023 Present
Bank Of America, N.A. Walnut Creek CA 08/2024 Present
Previous Registrations
  • 2012-10-09 → 2022-12-22
    Wells Fargo Clearing Services, Llc
    Alameda, CA
    Walnut Creek, CA
    Pleasanton, CA
    Addison, TX
    San Leandro, CA
    Walnut Creek, CA
    Walnut Creek, CA
    San Francisco, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-05
  • S66 Uniform Combined State Law Examination
    2012-10-05
Other Names
  • Alho Anthony Michael
  • Michael Anthony Alho

View on SEC IAPD

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ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

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KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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