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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-08
  • OH RA
    APPROVED
    Since 2023-09-08

Branch Locations

7850 Plaza Blvd., Mentor, OH 44060 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 01/2015 07/2023
Key Investments Services Llc Brooklyn OH 09/2023 Present
  • 01/2015 → 07/2023
    Pnc Investments
    Cleveland, OH
  • 09/2023 → Present
    Key Investments Services Llc
    Brooklyn, OH
Previous Registrations
  • 2013-05-16 → 2023-07-14
    Cleveland, OH
    Cleveland, OH
    Arlington Heights, IL
    Chicago, IL
    Arlington Heights, IL
    Chicago, IL
    Chicago, IL
    Palatine, IL
    Chicago, IL
    Joliet, IL
    Chicago, IL
    Norridge, IL
    Chicago, IL
    Hoffman Estates, IL
    Chicago, IL
    Chicago, IL
    Grove City, PA
    Mentor, OH
    Mentor, OH
    Euclid, OH
    Clarion, PA
    St. Marys, PA
    Dubois, PA
    Painesville, OH
  • 2010-06-07 → 2011-11-30
    Concord, OH
    Concord, OH
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-02
S65 Uniform Investment Adviser Law Examination 2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    2010-06-02
  • S65 Uniform Investment Adviser Law Examination
    2009-12-22

View on SEC IAPD

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