Mira Mamdoh Abas

Current Employers

Employment History

• 06/2008 → 04/2018
  Financial Harmony, Inc
  Laguna Beach, CA
• 01/2014 → 04/2018
  World Financial Group, Inc.
  Woodland Hills, CA
• 03/2015 → 04/2018
  Transamerica Financial Advisors, Inc
  Woodland Hills, CA
• 05/2017 → Present
  Upwork.cOm
  Mountain View, CA
• 10/2019 → Present
  Empress Investment Group
  Santa Monica, CA
• 10/2019 → Present
  Madison Avenue Securities, Llc
  San Diego, CA

Previous Registrations

• 2015-03-10 → 2018-04-11
  Transamerica Financial Advisors, Llc
  Henderson, NV
• 2012-02-27 → 2014-11-24
  Concourse Financial Group Securities, Inc.
  Laguna Beach, CA

Other Businesses

1)NAME: EMPRESS INVESTMENT GROUP; INV RELATED: YES; ADDRESS: 3205 OCEAN PARK BLVD., SUITE 160 SANTA MONICA, CA 90405; NATURE: FINANCIAL PLANNING, RETIREMENT PLANNING, INVESTMENTS; POSITION: OPERATIONS MANAGER ASSISTANT; START DATE: 10/16/2019; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: OPERATIONS ASSISTANCE, ASSISTING FINANCIAL ADVISORS WITH ADMINISTARTION, PROCESSING PAPERWORK/APPLICATIONS, ASSOCIATE TITLE 2)NAME: UPWORK; INV RELATED: NO; ADDRESS: N/A (ONLINE); NATURE: I AM HIRED BY AN AI COMPANY THROUGH UPWORK THAT DEALS WITH TRUCKING COMPANY LOADS; POSITION: FREELANCER FOR DATA ENTRY AND ADMINISTRATIVE TASKS; START DATE: 12/2017; HOURS/MONTH: 32; TRADING HOURS/MONTH: 0; DUTIES: DATA ENTRY-EXTRACTING INFORMATION FROM EMAILS REGARDING TRUCKS AND INPUTING IN SYSTEM 3)NAME: PARADE AI; INV RELATED: NO; ADDRESS: P.O. BOX 5237, SAN MATEO, CA 9402; NATURE: WORKS WITH TRUCKING COMPANIES TO MATCH TRUCKS TO AVAILIBLE LOADS; POSITION: DATA ENTRY ASSOCIATE (REMOTE, WORK FROM HOME); START DATE: 12/2017; HOURS/MONTH: 16 OR LESS; TRADING HOURS/MONTH: NO; DUTIES: MINIMAL REMOTE DATA ENTRY, ENTAILS EXTRACTING TRUCKING INFO/ENTERING IT INTO THEIR SYSTEM 4)NAME: FINANCIAL HARMONY; INV RELATED: NO; ADDRESS: 1012 TEMPLE HILLS DRIVE, LAGUNA BEACH, CA 92651; NATURE: FIXED INSURANCE; POSITION: I OWN A 10% PASSIVE INTEREST, IT IS MY MOM'S BUSINESS. I DO NOT WORK IN ANY CAPACITY IN THIS BUSINESS. I JUST RECEIVE A K-1 EACH YEAR WITH MY SHARE (MYSELF AND MY SIBLING EACH GET 10%); START DATE: 01/2005; HOURS/MONTH: 0; TRADING HOURS/MONTH: 0; DUTIES: I HAVE NO INVOLVEMENT, I JUST HAVE A 10% PASSIVE SHARE THAT I RECEIVE MINIMAL INCOME FORM ONCE A YEAR. THIS IS REFLECTED VIA A K-1 I RECEIVE EACH YEAR 5) NAME: NOTARY; INV RELATED: NO; ADDRESS: 3205 OCEAN PARK BLVD., SUITE 160 SANTA MONICA, CA 90405; NATURE: NOTARY SERVICES,; START DATE: 3/2021; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: LESS THAN ONE; DUTIES: NOTARY SERVICES FOR CLIENT DOCUMENTS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-08-09
• S65 Uniform Investment Adviser Law Examination
  2012-02-25