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200 Berkeley Street, Boston, MA 02116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-07-18 |
Branch Locations
200 Berkeley Street, Boston, MA 02116 • United States
Westport, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 04/2015 | Present |
| John Hancock Distributors Llc | Boston | MA | 10/2018 | Present |
OBA Name: Lorie-Lyn Photography, LLC Investment-related? No OBA Address: 32 Thomas Street, Westport, MA 02790 OBA Nature: Photography business specializing in family portraits Position, Title, or Relationship with the OBA: Partner, managing member OBA Start Date: 08/03/2023 Approximate number of hours/month devoted to the OBA: 1 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: Providing consultation on business strategy, including marketing and finances.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-22 |
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