Monty Lee Coen

Current Employers

Employment History

• 05/1989 → Present
  Coen Farms
  Lamar, CO
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Lamar, CO
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Lamar, CO

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Lamar, CO
  Rochester, MN
• 2011-03-24 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Lamar, CO
  Lamar, CO
  Cedar Rapids, IA
  Cedar Rapids, IA

Other Businesses

1) CORE FINANCIAL POSITION: SALESMAN NATURE: INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/03/2005 ADDRESS: 200 S 5th St, LAMAR CO 81052, United States DESCRIPTION: INSURANCE SALES 2) CORE FINANCIAL POSITION: ADVISOR NATURE: SECURITIES INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 38 START DATE: 01/24/2006 ADDRESS: 200 S 5th St, LAMAR CO 81052, United States DESCRIPTION: SECURITIES 3) LAMAR CHRISTIAN CHURCH POSITION: BOARD MEMBER NATURE: RELIGION INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/22/1965 ADDRESS: 811 S. MAIN, LAMAR CO 81052, United States DESCRIPTION: BOARD BUSINESS 4) 911 AUTHORITY BOARD OF PROWERS COUNTY POSITION: BOARD MEMBER NATURE: BUSINESS OF THE 911 CALL CENTER INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2005 ADDRESS: 2504 S MAIN ST, LAMAR CO 81052, United States DESCRIPTION: BOARD MEMBER 5) PROWERS CONSERVATION DISTRICT POSITION: BOARD MEMBER NATURE: CONSERVATION FOR FARMERS INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012 ADDRESS: 3503 S. MAIN ST, LAMAR CO 81052, United States DESCRIPTION: CONSERVATION FOR FARMERS 6) COEN FARMS POSITION: OWNER/OPERATOR NATURE: OWNER/ OPERATOR OF A FARM BUSINESS INVESTMENT RELATED: No NUMBER OF HOURS: 225 SECURITIES TRADING HOURS: 120 START DATE: 05/01/1989 ADDRESS: 11227 RD RR, LAMAR CO 81052, United States DESCRIPTION: OWNER/OPERATOR OF THE FARM 7) DURABLE AND MEDICAL POWER OF ATTORNEY FOR ADULT CHILDREN POSITION: Power of Attorney NATURE: Durable and Medical Power of Attorney for Adult Children INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2019 ADDRESS: 810 Willow Valley, Lamar CO 81052, United States DESCRIPTION: Durable and Medical Power of Attorney for Adult Children

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-11
• S63 Uniform Securities Agent State Law Examination
  2006-03-31