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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1601 Oregon Pike Suite 200, Lancaster, PA 17601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Lancaster | PA | 03/2010 | 04/2020 |
| Pruco Securities, Llc | Lancaster | PA | 03/2010 | 04/2020 |
| Pruco Securities, Llc. | Lancaster | PA | 05/2020 | 11/2024 |
| Prudential Insurance Company Of America | Lancaster | PA | 05/2020 | Present |
| Unemployed | Middletown | PA | 04/2020 | 05/2020 |
| Lpl Enterprise, Llc | Lancaster | PA | 11/2024 | Present |
1. 10/11/2024; TEN K GROUP; Hospitality; NON inv related; 0 hrs/mo trading 0hr/mo non trading: 04/04/2015 TEN K GROUP POSITION: none NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2015 ADDRESS: 825 Market Street, Lemoyne PA 17043, United States DESCRIPTION: nothing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-24 |
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