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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-21
AZ RA APPROVED 2015-10-06
  • TX RA
    APPROVED
    Since 2021-10-21
  • AZ RA
    APPROVED
    Since 2015-10-06

Branch Locations

7047 E Greenway Pkwy Suite 250, Scottsdale, AZ 85254 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Lead Source, Llc Phoenix AZ 04/2005 Present
Retirement Wealth Advisors Scotssdale AZ 09/2015 Present
Hail Financial Group Scottsdale AZ 10/2011 Present
  • 04/2005 → Present
    The Lead Source, Llc
    Phoenix, AZ
  • 09/2015 → Present
    Retirement Wealth Advisors
    Scotssdale, AZ
  • 10/2011 → Present
    Hail Financial Group
    Scottsdale, AZ
Previous Registrations
Other Businesses

1)Hail Financial Group; Investment related; 15333 N. Pima Rd, Ste 305 Scottsdale, AZ 85260; Insurance Sales, IAR DBA; Owner/President; Started 10/2011; Approx 60 hours per month; 50 hours during securities trading hours; Independently sell insurance, annuities, and life insurance. 2)Lead Source; Not investment related; 15333 N. Pima Rd, Ste 305 Scottsdale, AZ 85260; Sales of mailing lists; Owner/President; Started 04/2005; 0 hours per month devoted; Sales of mailing lists.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-11
  • S65 Uniform Investment Adviser Law Examination
    2010-06-11
Designations

View on SEC IAPD

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