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Craig M Schlueter

Nations Financial Group, Inc.

Cedar Rapids, IA

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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-10-27
  • IA RA
    APPROVED
    Since 2022-10-27

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc. Cedar Rapids IA 02/2016 12/2021
Nations Financial Group Cedar Rapids IA 12/2021 Present
  • 02/2016 → 12/2021
    Berthel Fisher & Company Financial Services, Inc.
    Cedar Rapids, IA
  • 12/2021 → Present
    Nations Financial Group
    Cedar Rapids, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-26
S63 Uniform Securities Agent State Law Examination 2013-01-15
  • S66 Uniform Combined State Law Examination
    2022-10-26
  • S63 Uniform Securities Agent State Law Examination
    2013-01-15
Other Names
  • Craig Schlueter

View on SEC IAPD

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