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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-05
  • PA RA
    APPROVED
    Since 2022-04-05

Branch Locations

732 Norristown Rd, Maple Glen, PA 19002 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Souderton PA 04/2015 09/2016
First Niagara Bank Souderton PA 04/2015 09/2016
Key Investment Services Llc Souderton PA 09/2016 01/2020
Keybank Souderton PA 09/2016 04/2024
Key Investment Services Llc Plymouth Meeting PA 01/2020 Present
  • 04/2015 → 09/2016
    Lpl Financial
    Souderton, PA
  • 04/2015 → 09/2016
    First Niagara Bank
    Souderton, PA
  • 09/2016 → 01/2020
    Souderton, PA
  • 09/2016 → 04/2024
    Keybank
    Souderton, PA
  • 01/2020 → Present
    Plymouth Meeting, PA
Other Businesses

Townhome Rental Property, not investment-related, 22 Skyview Way, Newtown, PA 18940, Townhome Rental Property, Homeowner, start date 9/1/16, 0 hours per month, 0 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-04
S63 Uniform Securities Agent State Law Examination 2010-07-06
  • S66 Uniform Combined State Law Examination
    2022-04-04
  • S63 Uniform Securities Agent State Law Examination
    2010-07-06
Other Names
  • Denise C Cardacin

View on SEC IAPD

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