Monica Elliott Felton

Current Employers

The Elliott Group

Scottsdale, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2013-07-31

AZ RA
APPROVED

Since 2013-07-31

Branch Locations

Scottsdale, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Independent Insurance Agent	Scottsdale	AZ	10/2009	Present
The Elliott Group.BIz, Llc	Scottsdale	AZ	10/2009	Present
The Elliott Group Financial Solutions	Scottsdale	AZ	06/2011	Present

10/2009 → Present

Independent Insurance Agent

Scottsdale, AZ
10/2009 → Present

The Elliott Group.BIz, Llc

Scottsdale, AZ
06/2011 → Present

The Elliott Group Financial Solutions

Scottsdale, AZ

Previous Registrations

2010-09-09 → 2013-01-23

Oneamerica Securities, Inc.

Scottsdale, AZ

Baton Rouge, LA

Other Businesses

FIXED LIFE: VARIOUS LIFE INSURANCE COMPANIES (APPROXIMATELY 80 HOURS PER MONTH, SUBSTANTIALLY ALL DURING TRADING HOURS); OWNER, MANAGING MEMBER: THE ELLIOTT GROUP FINANCIAL SOLUTIONS, LLC - PERSONAL REAL ESTATE INVESTMENTS (APPROXIMATELY 4 HOURS PER MONTH, NOT DURING TRADING HOURS)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-08
S63	Uniform Securities Agent State Law Examination	2010-06-07

S65 Uniform Investment Adviser Law Examination

2010-09-08
S63 Uniform Securities Agent State Law Examination

2010-06-07

Designations

Other Names

Monica Elliott Felton
Monica Elliott Felton

View on SEC IAPD