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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-04-02 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
16159 State Bank Drive, Ste. B, Prairieville, LA 70769 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Lafayette | LA | 06/2014 | 01/2019 |
| Raymond James Financial Services Advisors Inc. | Lafayette | LA | 07/2014 | 01/2019 |
| Ncs Heggie Llc | Lafayete | LA | 07/2014 | 01/2019 |
| Finnell Strategies | Lafayette | LA | 06/2014 | 01/2019 |
| Heggie Investment Partners Llc | Lafayette | LA | 07/2014 | 01/2019 |
| Ameriprise Financial Services, Inc. | Gonzales | LA | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Gonzales | LA | 03/2020 | 03/2025 |
| Cwm, Llc | Omaha | NE | 03/2025 | Present |
| Thrivepoint Capital | Praireville | LA | 03/2025 | 02/2026 |
| Tpc Advisors Of Louisiana | Prairieville | LA | 02/2026 | Present |
Business Ownership; Other; Other; 6337 Hope Estate Dr, , Baton Rouge, LA, 70820; Not Investment-Related; 07/01/2020; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Maniax 10U Travel Softball Team; Other; NA, , NA, LA, 0; Not Investment-Related; 09/25/2021; 0 during trading hours; 10 to 19 hours per month / Outside Employment; Freedom 2021; Other; 1124 S Burnside Ave Ste 100B, , Gonzales, LA, 70737; Investment-Related; 01/01/2023; 60 during trading hours; 60 hours per month. FIXED INSURANCE NATURE: Insurance START: 09/2012 APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 1 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-22 |
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