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Inactive

Drew Johnson

Cwm, LLC

Omaha, NE

Prairieville, LA

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-04-02
TX RA APPROVED 2025-03-31
  • LA RA
    APPROVED
    Since 2025-04-02
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

16159 State Bank Drive, Ste. B, Prairieville, LA 70769 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Lafayette LA 06/2014 01/2019
Raymond James Financial Services Advisors Inc. Lafayette LA 07/2014 01/2019
Ncs Heggie Llc Lafayete LA 07/2014 01/2019
Finnell Strategies Lafayette LA 06/2014 01/2019
Heggie Investment Partners Llc Lafayette LA 07/2014 01/2019
Ameriprise Financial Services, Inc. Gonzales LA 01/2019 03/2020
Ameriprise Financial Services, Llc Gonzales LA 03/2020 03/2025
Cwm, Llc Omaha NE 03/2025 Present
Thrivepoint Capital Praireville LA 03/2025 02/2026
Tpc Advisors Of Louisiana Prairieville LA 02/2026 Present
  • 06/2014 → 01/2019
    Raymond James Financial Services
    Lafayette, LA
  • 07/2014 → 01/2019
    Lafayette, LA
  • 07/2014 → 01/2019
    Ncs Heggie Llc
    Lafayete, LA
  • 06/2014 → 01/2019
    Finnell Strategies
    Lafayette, LA
  • 07/2014 → 01/2019
    Heggie Investment Partners Llc
    Lafayette, LA
  • 01/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Gonzales, LA
  • 03/2020 → 03/2025
    Gonzales, LA
  • 03/2025 → Present
    Omaha, NE
  • 03/2025 → 02/2026
    Thrivepoint Capital
    Praireville, LA
  • 02/2026 → Present
    Tpc Advisors Of Louisiana
    Prairieville, LA
Previous Registrations
Other Businesses

Business Ownership; Other; Other; 6337 Hope Estate Dr, , Baton Rouge, LA, 70820; Not Investment-Related; 07/01/2020; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Maniax 10U Travel Softball Team; Other; NA, , NA, LA, 0; Not Investment-Related; 09/25/2021; 0 during trading hours; 10 to 19 hours per month / Outside Employment; Freedom 2021; Other; 1124 S Burnside Ave Ste 100B, , Gonzales, LA, 70737; Investment-Related; 01/01/2023; 60 during trading hours; 60 hours per month. FIXED INSURANCE NATURE: Insurance START: 09/2012 APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 1 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-22
  • S66 Uniform Combined State Law Examination
    2011-08-22

View on SEC IAPD

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