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Kristin Elizabeth Ward

LPl Financial LLC

St Louis, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

11960 Westline Industrial Blvd Ste 235, St Louis, MO 63146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc St Louis MO 02/2012 07/2021
Various Insurance Carriers For W&R Insurance Agencies Weldon Spring MO 02/2012 07/2021
Cws Chamber Of Commerce Saint Peters MO 01/2013 07/2021
St Patrick'S Day Parade Foundation Cottleville MO 01/2017 07/2021
Gemini Wealth Group, Llc St. Louis MO 06/2020 07/2021
Lpl Financial Llc St Louis MO 07/2021 Present
  • 02/2012 → 07/2021
    Waddell & Reed, Inc
    St Louis, MO
  • 02/2012 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Weldon Spring, MO
  • 01/2013 → 07/2021
    Cws Chamber Of Commerce
    Saint Peters, MO
  • 01/2017 → 07/2021
    St Patrick'S Day Parade Foundation
    Cottleville, MO
  • 06/2020 → 07/2021
    Gemini Wealth Group, Llc
    St. Louis, MO
  • 07/2021 → Present
    St Louis, MO
Previous Registrations
  • 2012-02-15 → 2021-07-21
    Waddell & Reed
    Edmond, OK
    St Louis, MO
  • 2010-06-11 → 2012-01-12
    Morgan Keegan & Company, Llc
    Town And Country, MO
    St. Louis, MO
    St. Louis, MO
    Town And Country, MO
Other Businesses

1) 11/2015 - Gemini Wealth Group, LLC. / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR/MO / 11960 Westline Industrial Dr., Suite 235, St. Louis, MO, 63146 2) 02/2012 - Kristin Ward / Non-Variable Insurance / Investment Related / 0HR/MO / WELDON SPRINGMissouri

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-10
  • S66 Uniform Combined State Law Examination
    2010-06-10
Other Names
  • Kristin Elizabeth Stoecker
  • Kristin Ward

View on SEC IAPD

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