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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-21 |
| TX | RA | APPROVED | 2025-03-20 |
Branch Locations
Los Angeles, CA • United States
15760 Ventura Blvd Suite 1620, Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Encino | CA | 10/2020 | 03/2025 |
| Brentwood Associates | Los Angeles | CA | 08/2016 | 12/2017 |
| Curemint | Los Angeles | CA | 01/2018 | 12/2018 |
| Radiology Partners | Los Angeles | CA | 01/2019 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Encino | CA | 03/2025 | Present |
SEE FORWARD LLC, INV RELATED, ENCINO, CA, 33% OWNERSHIP, START 3/25/25, 160 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;| EA HOLMBY CONSULTING INC; INV RELATED; LOS ANGELES, CA; CONSULTING AND MANAGEMENT; 100% OWNERSHIP; START DATE 07/18/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING | EA HOLMBY ; NOT INV RELATED; LOS ANGELES, CA; S CROP FOR FINET PRACTISE ;100% OWNERSHIP; START DATE: 08/25/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-08 |
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