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Richard B Kaufman

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

Bayside, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-18
NJ RA APPROVED 2015-09-29
  • NY RA
    APPROVED
    Since 2024-06-18
  • NJ RA
    APPROVED
    Since 2015-09-29

Branch Locations

1000 Harbor Blvd., Weehawken, NJ 07086 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Bayside, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-28
  • S66 Uniform Combined State Law Examination
    2015-09-28
Other Names
  • Richard Kaufman

View on SEC IAPD

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