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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Jose | CA | 05/2016 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Clara | CA | 01/2018 | 08/2018 |
| Bank Of America, N.A. | Santa Clara | CA | 01/2018 | 08/2018 |
| Fidelity Brokerage Services Llc | Campbell | CA | 08/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-14 |
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