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Nicole Eileen Calabrese

Charles Schwab Investment Management, Inc

Boston, MA

San Francisco, CA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-11-09
TX RA APPROVED 2020-09-22
  • MA RA
    APPROVED
    Since 2020-11-09
  • TX RA
    APPROVED
    Since 2020-09-22

Branch Locations

One International Place, Boston, MA 02110-2600 • United States

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windhaven Investment Management, Inc. Boston MA 11/2010 03/2018
Charles Schwab Investment Advisory Inc Boston MA 01/2018 07/2020
Charles Schwab Investment Management, Inc. Boston MA 01/2020 Present
  • 11/2010 → 03/2018
    Windhaven Investment Management, Inc.
    Boston, MA
  • 01/2018 → 07/2020
    Charles Schwab Investment Advisory Inc
    Boston, MA
  • 01/2020 → Present
    Charles Schwab Investment Management, Inc.
    Boston, MA
Previous Registrations
  • 2018-02-16 → 2020-11-09
    Charles Schwab Investment Advisory, Inc.
    Boston, MA
    San Francisco, CA
  • 2017-06-26 → 2018-03-30
    Thomaspartners, Inc.
    Boston, MA
    Boston, MA
  • 2010-11-10 → 2018-03-30
    Windhaven Investment Management, Inc.
    Boston, MA
  • 2010-06-07 → 2010-11-18
    Windward Investment Management Inc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-02
  • S65 Uniform Investment Adviser Law Examination
    2010-06-02
Other Names
  • Nicole Eileen Calabrese
  • Nicole Eileen Ofcharsky
  • Nicole Eileen Ofcharsky

View on SEC IAPD

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