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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-22 |
| MD | RA | APPROVED | 2026-04-08 |
| NH | RA | APPROVED | 2026-01-16 |
| CA | RA | APPROVED | 2026-01-15 |
| CT | RA | APPROVED | 2026-01-15 |
| NY | RA | APPROVED | 2026-01-15 |
| HI | RA | APPROVED | 2025-03-12 |
| MA | RA | APPROVED | 2024-01-18 |
| NJ | RA | APPROVED | 2024-01-11 |
| TX | RA | APPROVED | 2024-01-11 |
Branch Locations
53 State Street, Suite 1301, Boston, MA 02109 • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-22 |
| MA | RA | APPROVED | 2024-01-18 |
| TX | RA | APPROVED | 2024-01-11 |
Branch Locations
53 State Street Suite 1301, Boston, MA 02109 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Boston | MA | 03/2010 | 09/2016 |
| Raymond James & Associates, Inc. | Boston | MA | 09/2016 | 01/2024 |
| Ashton Thomas Securities, Llc | Boston | MA | 01/2024 | Present |
| Ashton Thomas Private Wealth, Llc | Boston | MA | 01/2024 | Present |
| Ashton Thomas Securities, Llc | Boston | MA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-20 |
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