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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-12-22
  • VA RA
    APPROVED
    Since 2015-12-22

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

11290 Nuckols Rd, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glen Allen VA 12/2015 11/2016
Wells Fargo Bank, Na Glen Allen VA 12/2015 Present
Wells Fargo Clearing Services, Llc Glen Allen VA 11/2016 Present
  • 12/2015 → 11/2016
    Wells Fargo Advisors Llc
    Glen Allen, VA
  • 12/2015 → Present
    Wells Fargo Bank, Na
    Glen Allen, VA
  • 11/2016 → Present
    Glen Allen, VA
Previous Registrations
  • 2014-04-01 → 2015-11-30
    Msi Financial Services, Inc.
    Richmond, VA
Other Businesses

PARHAM PROPERTIES; INV RELATED; RICHMOND, VA; RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START 8/1/2002; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, NO OTHER DUTIES. RENTAL PROPERTY; INVESTMENT RELATED; RICHMOND, VA; 100% OWNERSHIP; START DATE 04/16/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-11
S63 Uniform Securities Agent State Law Examination 2010-06-18
  • S65 Uniform Investment Adviser Law Examination
    2014-02-11
  • S63 Uniform Securities Agent State Law Examination
    2010-06-18
Other Names
  • Kimberly Patrice Wooden
  • Kimberly W. Woodson
  • Kimberly P. Wooden

View on SEC IAPD

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