Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-05-08 |
Branch Locations
8333 Glynoaks Dr Suite 100, Lincoln, NE 68516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Lincoln | NE | 03/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, BIG GULPS, LLC, 8800 FOXTAIL DRIVE, LINCOLN, , NEBRASKA, 68526, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 9/25/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/PRODUCER 3. OWNER, ELK WORLDWIDE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/25/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER OF SEAJ LLC, REAL ESTATE LLC, 836 ASPENT STREET, SEWARD, , NEBRASKA, 68434, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/18/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR (7% INTEREST) IN COMMERCIAL INDUSTRIAL REAL ESTATE DEVELOPMENT. ONLY FINANCIALLY INVOLVED, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-02 |
Reach out to this advisor