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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-29 |
| TX | RA | APPROVED | 2025-05-28 |
Branch Locations
51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Summit | NJ | 01/2010 | 07/2021 |
| Morgan Stanley | Florham Park | NJ | 07/2021 | 10/2021 |
| New York Life Insurance Company | Edison | NJ | 01/2022 | 08/2022 |
| Nylife Securities Llc. | Edison | NJ | 03/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 08/2022 | 05/2025 |
| Bank Of America, N.A. | Red Bank | NJ | 08/2022 | 05/2025 |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-03 |
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