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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-20
MN RA APPROVED 2013-12-04
  • TX RA
    APPROVED_RES
    Since 2018-06-20
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Plymouth MN 04/2010 Present
Massmutual Insurance Company Plymouth MN 04/2010 Present
Other Businesses

(1)NAME:JOSEPH FELDMEIER, INV REL:Y ADDR:100 S FIFTH ST SUITE 2300 MINNEAPOLIS MN 55402, NATURE:LIFE INSURANCE, GROUP LIFE, POSITION:AGENT, START:4/7/2018 NO HR/MO:1 NO HR/MO DUR TRADING:1. (2)NAME: HIGHLAND FRIENDSHIP CLUB INV REL: N ADD: 161 ST. ANTHONY AVE SUITE 944 ST. PAUL MN 55103 NATURE: NONPROFIT ORGANIZATION POSITION: BOARD MEMBER START DATE: 10/15/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HAVE BOARD MEETINGS TO HELP THE NONPROFIT DISCUSS MATTERS EFFECTING THE ORGANIZATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-02
S63 Uniform Securities Agent State Law Examination 2010-06-12
  • S65 Uniform Investment Adviser Law Examination
    2016-02-02
  • S63 Uniform Securities Agent State Law Examination
    2010-06-12
Designations
Other Names
  • Joseph Feldmeier

View on SEC IAPD

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