Brian A Slattery

Current Employers

Employment History

• 04/2012 → Present
  Lpl Financial, Llc
  Albany, NY
• 04/2016 → 03/2019
  Independent Financial Partners
  Albany, NY
• 03/2019 → Present
  Private Advisor Group, Llc
  Albany, NY

Previous Registrations

• 2016-04-28 → 2019-03-15
  Independent Financial Partners
  Albany, NY

Other Businesses

(1) 10/23/2013: B Squared Ad Ops Limited Liability Company - Business Owner - Not Investment Related - At Reported Business Location(s) - 10% Time Spent - Online Ad Traffic Consulting. Co-Owner. (2) 10/21/2016: Slattery & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 1843 WESTERN AVE ALBANY NY 12203 - Start 05/17/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - LPL Financial securities business and insurance only. (3) 4/4/2019 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/15/2019 - 11 Hours Per Month/9 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/4/2019. I expect to spend approximately 11 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 4/4/2019 - Private Advisor Group - DBA: (Hybrid) Slattery & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/15/2019 - 11 Hours Per Month/9 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/4/2019. I expect to spend approximately 11 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-06-07

Designations